Jonathan Kurta, Esq. – Medium

Jonathan Kurta, Esq.

Will New FINRA Rule Increase Transparency in the Arbitrator Selection ?

The proposed rule follows a highly publicized arbitrator selection controversy.

Jan 17, 2023

Will New FINRA Rule Increase Transparency in the Arbitrator Selection ?

Jan 17, 2023

“Investomania”: What the SEC Wants Investors to Know About Risky Investments

The SEC has debuted an educational campaign targeted at new investors. The “Investomania” ads highlight Investor.gov, a free resource from…

Jun 28, 2022

“Investomania”: What the SEC Wants Investors to Know About Risky Investments

Jun 28, 2022

SP Fund Ponzi Scheme Allegedly Defrauded 2,200 Investors of $410 Million

The SEC has alleged in a complaint that four formerly registered stock brokers banded together to create a Ponzi scheme that defrauded…

Jun 3, 2022

SP Fund Ponzi Scheme Allegedly Defrauded 2,200 Investors of $410 Million

Jun 3, 2022

BlockFi Agrees to Pay $100 Million Fine for Risky, Unregistered Investments

Cryptocurrency is an unregulated corner of the financial market. Because cryptocurrency markets are unregulated, uncertainty surrounds how…

Mar 9, 2022

BlockFi Agrees to Pay $100 Million Fine for Risky, Unregistered Investments

Mar 9, 2022

FINRA Fines Wells Fargo and Merrill Lynch Millions of Dollars Over UIT Misconduct

Investors Should Be Wary of UITs — Even from Trusted Names in Finance

Jan 3, 2022

FINRA Fines Wells Fargo and Merrill Lynch Millions of Dollars Over UIT Misconduct

Jan 3, 2022

Published in
Financial Strategy

Investors: Do You Know Where to Find Your Financial Advisor’s Misconduct Record?

Are you doing your homework before you invest? Simply Googling a broker’s name is not enough — recent misconduct and small disputes might…

Oct 17, 2021

Investors: Do You Know Where to Find Your Financial Advisor’s Misconduct Record?

Oct 17, 2021

Do You Know These 7 Signs of an Investment Scam?

Investors beware: Brokers may not always be what they seem. On July 27, 2021, the SEC issued an investor alert warning investors about…

Aug 11, 2021

Do You Know These 7 Signs of an Investment Scam?

Aug 11, 2021

Published in
Financial Strategy

New to Investing? Read This Before You Buy a Meme Stock

In 2020, hordes of retail investors entered the market. So-called “meme stocks,” like GameStop and AMC, experienced huge share price…

Jul 28, 2021

New to Investing? Read This Before You Buy a Meme Stock

Jul 28, 2021

Robinhood Markets: Were You Approved for a Risky Trading Strategy?

Regulator FINRA says Robinhood did not offer enough oversight for risky options trading strategies.

Jul 12, 2021

Robinhood Markets: Were You Approved for a Risky Trading Strategy?

Jul 12, 2021

Master Limited Partnerships: High Returns Come with Higher Risks

On the surface, many Master Limited Partnerships (MLPs) might look like healthy investments. If managed wisely, MLPs can offer…

Jun 9, 2021

Master Limited Partnerships: High Returns Come with Higher Risks

Jun 9, 2021

Jonathan Kurta, Esq.

Jonathan Kurta, Esq.

Jonathan Kurta is a founding partner at Kurta Law, a national law firm representing investors who lost money due to broker misconduct. kurtalawfirm.com

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